Portfolio Manager & Chief Compliance Officer

Mark Cool, AIF®, PPC®

Legal

Copyright © 2021 Split Rock Private Trading. All rights reserved.

There are no warranties implied.  Split Rock Private Trading (“Split Rock”) is a registered investment adviser located in Duluth and Cloquet, MN. Split Rock may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Split Rock’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Split Rock’s web site on the Internet should not be construed by any consumer and/or prospective client as Split Rock’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Split Rock with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Split Rock, please contact the state securities regulators for those states in which Split Rock maintains a registration filing. A copy of Split Rock’s current written disclosure statement discussing Split Rock’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from Split Rock upon written request. Split Rock does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Split Rock’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. This website and information are provided for guidance and information purposes only. Investments involve risk and unless otherwise stated, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.

Private Trading - Wealth Management